Steven Dennis Moore

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2012-11-15

MD RA
APPROVED

Since 2012-11-15

Branch Locations

226 Schilling Cir Suite 250, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fusco Financial Associates	Towson	MD	11/2012	07/2017
Raymond James Financial Services, Inc.	Hunt Valley	MD	11/2012	Present
Raymond James Financial Services Advisors Inc.	Hunt Valley	MD	11/2012	Present
Fusco Financial Associates, Inc.	Towson	MD	11/2012	Present

11/2012 → 07/2017

Fusco Financial Associates

Towson, MD
11/2012 → Present

Raymond James Financial Services, Inc.

Hunt Valley, MD
11/2012 → Present

Raymond James Financial Services Advisors Inc.

Hunt Valley, MD
11/2012 → Present

Fusco Financial Associates, Inc.

Towson, MD

Previous Registrations

2009-04-14 → 2012-12-10

Fusco Financial Associates Inc.

Towson, MD

Other Businesses

(1)Name of Business: Fusco Financial Associates, Inc Address: 505 Baltimore Ave, Towson, MD, 21204, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/15/2012 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Senior Analyst / Support Staff

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-05-19
S63	Uniform Securities Agent State Law Examination	1993-08-11

S66 Uniform Combined State Law Examination

2008-05-19
S63 Uniform Securities Agent State Law Examination

1993-08-11

View on SEC IAPD