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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-17
WA RA APPROVED 2026-08-17
  • TX RA
    APPROVED
    Since 2026-08-17
  • WA RA
    APPROVED
    Since 2026-08-17

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

8120 Freedom Ln Ne Suite 101, Lacey, WA 98516 • United States

Weinand Financial, Inc.

8120 Freedom Lane Ne Ste 101, Lacey, WA 98516-4704 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-26
WA RA APPROVED 2023-12-26
  • TX RA
    APPROVED_RES
    Since 2023-12-26
  • WA RA
    APPROVED
    Since 2023-12-26

Branch Locations

8120 Freedom Lane Ne Ste 101, Lacey, WA 98516-4704 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kms Financial Services, Inc. Seattle WA 06/1998 08/2020
Lpl Financial, Llc Lacey WA 09/2020 12/2023
Kms Financial Services, Inc. Seattle WA 11/1998 08/2020
Weinand Financial, Inc. Lacey WA 12/2023 08/2026
Wealth Enhancement Group Lacey WA 08/2026 Present
Wealth Enhancement Advisory Services Lacey WA 08/2026 Present
  • 06/1998 → 08/2020
    Kms Financial Services, Inc.
    Seattle, WA
  • 09/2020 → 12/2023
    Lacey, WA
  • 11/1998 → 08/2020
    Kms Financial Services, Inc.
    Seattle, WA
  • 12/2023 → 08/2026
    Lacey, WA
  • 08/2026 → Present
    Wealth Enhancement Group
    Lacey, WA
  • 08/2026 → Present
    Wealth Enhancement Advisory Services
    Lacey, WA
Previous Registrations
  • 2020-09-01 → 2023-12-20
    Lacey, WA
    Meridian, ID
    Lacey, WA
  • 1998-11-17 → 2020-09-01
    Kms Financial Services, Inc.
    Lacey, WA
Other Businesses

WEINAND FINANCIAL, INC. - OWNER - OLYMPIA, WA. BUSINESS ENTITY FOR TAX PURPOSES. 1 HOUR PER MONTH, 0 HOURS DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-07
S63 Uniform Securities Agent State Law Examination 1993-02-10
  • S65 Uniform Investment Adviser Law Examination
    1996-10-07
  • S63 Uniform Securities Agent State Law Examination
    1993-02-10
Designations
Other Names
  • Michael George Weinand

View on SEC IAPD

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