David William Cook

Current Employers

Factor Investment Solutions, Llc

5271 N. Coronado Place, Tucson, AZ 85750 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2021-08-03
NJ	RA	APPROVED	2006-04-19

AZ RA
APPROVED

Since 2021-08-03
NJ RA
APPROVED

Since 2006-04-19

Branch Locations

Tucson, AZ • United States

5271 N. Coronado Place, Tucson, AZ 85750 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Factor Investment Solutions (Previously Jim Manley Associates)	Cranbury	NJ	02/2012	Present
Strategy Asset Managers, Llc	Woodcliff Lake	NJ	06/2016	01/2018

02/2012 → Present

Factor Investment Solutions (Previously Jim Manley Associates)

Cranbury, NJ
06/2016 → 01/2018

Strategy Asset Managers, Llc

Woodcliff Lake, NJ

Previous Registrations

2016-06-09 → 2018-01-03

Strategy Asset Managers L.L.C.

Woodcliff Lake, NJ
2014-05-30 → 2015-03-25

Stone Toro Investment Advisers

Princeton, NJ
2013-08-06 → 2014-04-29

Elevage Partners, Llc

Princeton, NJ
2004-09-22 → 2005-12-31

Symmetry Partners

Cranbury, NJ

Other Businesses

INDEPENDENT INSURANCE AGENT; NOT INVESTMENT RELATED; 5271 N CORONADO PLACE, TUCSON AZ 85750; INSURANCE AGENT; SINCE 5/2018; 4 HOURS PER MONTH DEVOTED TO THIS BUSINESS; 4 HOURS PER MONTH DURING SECURITY TRADING HOURS DEVOTED TO THIS BUSINESS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-09-21
S63	Uniform Securities Agent State Law Examination	1993-11-12

S65 Uniform Investment Adviser Law Examination

2004-09-21
S63 Uniform Securities Agent State Law Examination

1993-11-12

Other Names

David W Cook

View on SEC IAPD