James Frank Mundell

Current Employers

Mundell Asset Management Llc

Canal Fulton, OH • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2009-11-04

OH RA
APPROVED

Since 2009-11-04

Branch Locations

Canal Fulton, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Winebrenner Capital Partners, Llc	Louisville	KY	04/2003	Present
Mundell Asset Management Llc	Canal Fulton	OH	05/2009	Present
Mundell Agency	Canal Fulton	OH	03/2003	Present
Mundell Estate Planning, Llc	Canal Fulton	MN	11/2025	Present

04/2003 → Present

Winebrenner Capital Partners, Llc

Louisville, KY
05/2009 → Present

Mundell Asset Management Llc

Canal Fulton, OH
03/2003 → Present

Mundell Agency

Canal Fulton, OH
11/2025 → Present

Mundell Estate Planning, Llc

Canal Fulton, MN

Other Businesses

(1)MUNDELL AGENCY; INVESTMENT-RELATED; CANAL FULTON, OH; INSURANCE SERVICES; OWNER/INSURANCE AGENT; 03/2003; GREATER THAN 50% OF TIME SPENT IN THIS BUSINESS (2)MUNDELL ESTATE PLANNING, LLC; NO; CANAL FULTON, OH; ESTATE PLANNING SERVICES; MANAGING MEMBER; 11/2025; 14/ HRS MO; 14/ HRS MO; 5% OF HIS TIME SPENT IN THIS BUSINESS

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-09-09

S63 Uniform Securities Agent State Law Examination

1994-09-09

Other Names

Jim Mundell

View on SEC IAPD