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Current Employers
Main Street Financial Solutions, Llc

104 Pheasant Run Suite 103, Newtown, PA 18940 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-30
  • NY RA
    APPROVED
    Since 2023-07-30

Branch Locations

Sayville, NY • United States

104 Pheasant Run Suite 103, Newtown, PA 18940 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Financial Serviced, Inc. Riverhead NY 09/2009 07/2017
American Portfolios Financial Services, Inc. Holbrook NY 07/2017 07/2023
Main Street Financial Solutions, Llc Newtown PA 07/2023 Present
  • 09/2009 → 07/2017
    American Portfolios Financial Serviced, Inc.
    Riverhead, NY
  • 07/2017 → 07/2023
    American Portfolios Financial Services, Inc.
    Holbrook, NY
  • 07/2023 → Present
    Newtown, PA
Previous Registrations
  • 2017-10-11 → 2023-07-19
    American Portfolios Advisors, Inc
    Holbrook, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-10
S63 Uniform Securities Agent State Law Examination 1993-04-12
  • S65 Uniform Investment Adviser Law Examination
    2017-10-10
  • S63 Uniform Securities Agent State Law Examination
    1993-04-12

View on SEC IAPD

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