Patrick Anthony Calderigi

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-03-28
CA	RA	APPROVED	2010-02-08

TX RA
APPROVED_RES

Since 2013-03-28
CA RA
APPROVED

Since 2010-02-08

Branch Locations

San Clemente, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Santa Monica	CA	02/2010	Present

02/2010 → Present

Lpl Financial

Santa Monica, CA

Previous Registrations

2000-11-14 → 2010-02-05

Kestra Investment Services, Llc

Santa Monica, CA

Encino, CA

Other Businesses

1. 02/04/2010: NON-VARIABLE INSURANCE - FIXED INSURANCE BUSINESS; HEALTH INS, DISABILITY, LTC. - TIME SPENT 25% - SANTA MONICA, CA. 2. 10/31/2012: NON-VARIABLE INSURANCE DBA - SMO FINANCIAL SERVICES - PROVIDER OF FINANCIAL AND INSURANCE ANALYSIS TO IMPLEMENT SERVICES IN INSURANCE BENEFITS AND INVESTMENT SERVICES. - TIME SPENT 50% - SANTA MONICA, CA. 3. 10/31/2012: NON-VARIABLE INSURANCE DBA - SMO FINANCIAL AND INSURANCE SERVICES - PROVIDER OF FINANCIAL AND INSURANCE ANALYSIS TO IMPLEMENT SERVICES IN INSURANCE BENEFITS AND INVESTMENT SERVICES. - TIME SPENT 50% - SANTA MONICA, CA. 4. 11/1/2012: DBA ONLY - THE 401(K) PILOT - SANTA MONICA, CA. 5. 7/29/2015: SMO FINANCIAL AND INSURANCE SERVICES, INC. - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - STARTED 08/01/2015 - 40 HOURS PER MONTH DURING SECURITIES TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-14
S63	Uniform Securities Agent State Law Examination	1993-04-12

S65 Uniform Investment Adviser Law Examination

1999-06-14
S63 Uniform Securities Agent State Law Examination

1993-04-12

Other Names

Patrick A Calderigi

View on SEC IAPD