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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-05-28 |
| GA | RA | APPROVED | 2009-06-01 |
Branch Locations
3280 Peachtree Road Northeast Suite 1900, Atlanta, GA 30305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Atlanta | GA | 08/2005 | Present |
| Morgan Stanley Smith Barney | Atlanta | GA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1.CONCORDE FIRE SOCCEER CLUB DUNWOODY GA NOT INVESTMENT RELATED. YOUTH SOCCEER COACH 25 HRS PER MONTH O HRS DURING SECURITIES TRADING HRS. ACTIVITIES & DUTIES ARE COACHING SESSIONS & GAMES FOR NON PROFIT ORGANIZATION. 2.Camp Twin Lakes; Investment related - No; Atlanta, Georgia; Charity / Private Foundation; President of Board of Directors (proprietor, partner, officer, director, employee, trustee, agent); 10/2010; During business hours: 0; After business hours: 5. *458495 - Trust; Investment related: Yes; Denver, Colorado; Trust; Trustee/Co-Trustee; 08/2021; During business hours: 0; After business hours: 1; *598618 - Leadership Atlanta; Investment Related - No; Atlanta, Georgia; Civic/Community; Investment Committee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2024; During Business Hours: 0.25; After Business Hours: 0.75; On a committee to select & monitor Investment Management Team, IPS guidance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-21 |
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