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Adrian J Powell

Morgan Stanley

Atlanta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-05-28
GA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-05-28
  • GA RA
    APPROVED
    Since 2009-06-01

Branch Locations

3280 Peachtree Road Northeast Suite 1900, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Atlanta GA 08/2005 Present
Morgan Stanley Smith Barney Atlanta GA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 08/2005 → Present
    Atlanta, GA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Atlanta, GA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1.CONCORDE FIRE SOCCEER CLUB DUNWOODY GA NOT INVESTMENT RELATED. YOUTH SOCCEER COACH 25 HRS PER MONTH O HRS DURING SECURITIES TRADING HRS. ACTIVITIES & DUTIES ARE COACHING SESSIONS & GAMES FOR NON PROFIT ORGANIZATION. 2.Camp Twin Lakes; Investment related - No; Atlanta, Georgia; Charity / Private Foundation; President of Board of Directors (proprietor, partner, officer, director, employee, trustee, agent); 10/2010; During business hours: 0; After business hours: 5. *458495 - Trust; Investment related: Yes; Denver, Colorado; Trust; Trustee/Co-Trustee; 08/2021; During business hours: 0; After business hours: 1; *598618 - Leadership Atlanta; Investment Related - No; Atlanta, Georgia; Civic/Community; Investment Committee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2024; During Business Hours: 0.25; After Business Hours: 0.75; On a committee to select & monitor Investment Management Team, IPS guidance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-17
S63 Uniform Securities Agent State Law Examination 2005-10-21
  • S65 Uniform Investment Adviser Law Examination
    2005-11-17
  • S63 Uniform Securities Agent State Law Examination
    2005-10-21

View on SEC IAPD

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