Brian Clifford Friedman

Current Employers

Wellspring Planning Group Llc

200 Mansell Court East Suite 430, Roswell, GA 30076 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2016-06-27

GA RA
APPROVED

Since 2016-06-27

Branch Locations

200 Mansell Court East Suite 430, Roswell, GA 30076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wellspring Associates	Roswell	GA	01/1990	Present
Twg Wellspring Llc	Roswell	GA	05/2009	Present
The Leaders Group, Inc.	Littleton	CO	04/2016	06/2020
Wellspring Planning Group, Llc	Roswell	GA	06/2016	Present
Hightower Securities Llc	Atlanta	GA	07/2020	Present

01/1990 → Present

Wellspring Associates

Roswell, GA
05/2009 → Present

Twg Wellspring Llc

Roswell, GA
04/2016 → 06/2020

The Leaders Group, Inc.

Littleton, CO
06/2016 → Present

Wellspring Planning Group, Llc

Roswell, GA
07/2020 → Present

Hightower Securities Llc

Atlanta, GA

Previous Registrations

2009-08-14 → 2016-06-17

Wellspring Wealth Management Llc

Alpharetta, GA
2009-10-01 → 2009-12-18

Lpl Financial Llc

Atlanta, GA
2004-06-08 → 2009-10-13

Associated Planners Investment Advisory Inc

Atlanta, GA
2006-08-21 → 2009-02-23

Wellspring Wealth Management Llc

Alpharetta, GA
2003-01-30 → 2004-06-08

Ws Griffith Securities, Inc.

Atlanta, GA

Other Businesses

1.) WELLSPRING PLANNING GROUP LLC - 6/17/2016 - 200 Mansell Court East, Suite 430, Roswell, GA 30076 - Investment Advisor Representative, fee-based planning and life insurance reviews, no investment management is done, registered investment advisor, Invt Rel, 80 hrs/mo; 80 hrs/mo (during trading hours). 2.) WELLSPRING ASSOCIATES (DBA FOR ILG FIRST MERIDIAN LLC) - 12/10/2004 - 200 Mansell Court East, Suite 430, Roswell, GA 30076 - Insurance Agent, financial planning and life insurance, life insurance agency, Not Invt Rel, 160 hrs/mo; 160 hrs/mo (during trading hours). 3a.) JBSGBJ HOLDINGS, LLC - 03/20/2020 - ALTANTA, GA. - OTHER HOLDING COMPANY OF TWG WELLSPRING LLC - MEMBER - TIME SPENT LESS THAN 5% 3b.) TWG WELLSPRING LLC, formerly The Wellspring Group LLC - 5/1/2009 - 200 Mansell Court East, Suite 430, Roswell, GA 30076 - Managing Director of Holding Company, management of holding company, Not Invt Rel, 20 hrs/mo; 20 hrs/mo (during trading hours). 4. Southeastern Family Office Forum, LLC Managing Director Start date 07/08/2020, 5 hours per month during trading hours, Help oversee management of the annual Forum. 5. Hightower Securities, 07/2020, Registered Representative, variable life insurance sales, less than 5% of time.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-29
S63	Uniform Securities Agent State Law Examination	1993-04-13

S65 Uniform Investment Adviser Law Examination

1999-12-29
S63 Uniform Securities Agent State Law Examination

1993-04-13

Designations

View on SEC IAPD