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Robert S Maguire

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pacific Palisades, CA

Santa Monica, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2001-03-20
CA RA APPROVED 1997-07-08
  • TX RA
    APPROVED_RES
    Since 2001-03-20
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

Pacific Palisades, CA • United States

100 Wilshire Blvd, Santa Monica, CA 90401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 01/1993 Present
Bank Of America, Na Los Angeles CA 09/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-11
S63 Uniform Securities Agent State Law Examination 1993-03-23
  • S65 Uniform Investment Adviser Law Examination
    1995-09-11
  • S63 Uniform Securities Agent State Law Examination
    1993-03-23
Other Names
  • R Stephen Maguire
  • Robert S Maguire
  • Robert Stephen Maguire
  • Stephen Maguire
  • R Stephen Maguire

View on SEC IAPD

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