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Jeffrey Bart Cohen

Wells Fargo Clearing Services, LLC

Westport, CT

Highland Beach, FL

Westport, CT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-14
FL RA APPROVED 2022-02-17
CT RA APPROVED 2012-10-12
  • TX RA
    APPROVED_RES
    Since 2026-08-14
  • FL RA
    APPROVED
    Since 2022-02-17
  • CT RA
    APPROVED
    Since 2012-10-12

Branch Locations

450 Post Road E, Westport, CT 06880 • United States

Highland Beach, FL • United States

Westport, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Westport CT 10/2012 11/2016
Wells Fargo Clearing Services, Llc Westport CT 11/2016 Present
Previous Registrations
  • 2001-06-01 → 2013-01-04
    Cap Advisors Llc
    Westport, CT
    Westport, CT
  • 2006-09-19 → 2007-05-18
    Truhlar Financial Strategies, Inc.
    Boulder, CO
  • 2005-03-04 → 2005-08-24
    Oakwood Counselors Inc
    Westport, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-01-11
S65 Uniform Investment Adviser Law Examination 1993-01-18
  • S63 Uniform Securities Agent State Law Examination
    2013-01-11
  • S65 Uniform Investment Adviser Law Examination
    1993-01-18
Other Names
  • Jeffrey Cohen

View on SEC IAPD

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QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT

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