Victor Phillip Navarroli

Current Employers

United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2023-03-24
NH	RA	APPROVED	2023-03-22
NC	RA	APPROVED	2023-03-21
NE	RA	APPROVED	2023-03-15
TX	RA	APPROVED	2023-03-14

LA RA
APPROVED

Since 2023-03-24
NH RA
APPROVED

Since 2023-03-22
NC RA
APPROVED

Since 2023-03-21
NE RA
APPROVED

Since 2023-03-15
TX RA
APPROVED

Since 2023-03-14

Branch Locations

50101 Governors Drive Ste. 280, Chapel Hill, NC 27517 • United States

7333 E. Doubletree Ranch Road #120, Scottsdale, AZ 85258-2023 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	06/2011	03/2023
Cambridge Investment Research Advisors, Inc	Fairfield	IA	06/2011	03/2023
United Planners Financial Services	Scottsdale	AZ	03/2023	Present
Victor Navarroli	Chapel Hill	NC	04/1993	Present

06/2011 → 03/2023

Cambridge Investment Research, Inc

Fairfield, IA
06/2011 → 03/2023

Cambridge Investment Research Advisors, Inc

Fairfield, IA
03/2023 → Present

United Planners Financial Services

Scottsdale, AZ
04/1993 → Present

Victor Navarroli

Chapel Hill, NC

Previous Registrations

2011-06-22 → 2023-03-17

Cambridge Investment Research Advisors, Inc.

Cary, NC

Morrisville, NC

Chapel Hill, NC
2007-10-15 → 2011-06-24

Osaic Fa, Inc.

Morrisville, NC
2003-06-11 → 2007-10-15

Equitable Advisors, Llc

Raleigh, NC

Cary, NC

Raleigh, NC
2001-12-31 → 2003-06-11

Osaic Fa, Inc.

Cary, NC

Other Businesses

1.) CAROLINA WEALTH PARTNERS - MANAGING PARTNER - DBA NAME FOR MARKETING PURPOSES - CHAPEL HILL, NC - SINCE 09/2000 - INVESTMENT RELATED 2.) VICTOR NAVARROLI - AGENT - NON-VARIABLE INSURANCE - CHAPEL HILL, NC - SINCE 04/1993 - INVESTMENT RELATED 3.) FESTA ITALIANA OF NORTH CAROLINA - BOARD MEMBER AT LARGE - NON-COMPENSATED POSITION TO HELP RUN EVENT - APEX, NC - SINCE 01/2026 - NOT INVESTMENT RELATED

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-01-22
S63	Uniform Securities Agent State Law Examination	1993-02-12

S65 Uniform Investment Adviser Law Examination

1998-01-22
S63 Uniform Securities Agent State Law Examination

1993-02-12

View on SEC IAPD