Frank Michael Laviano

West Palm Beach, FL

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-06-02
TX	RA	APPROVED_RES	2020-04-02
NJ	RA	APPROVED	2017-05-08
CT	RA	APPROVED	2017-03-10

FL RA
APPROVED

Since 2020-06-02
TX RA
APPROVED_RES

Since 2020-04-02
NJ RA
APPROVED

Since 2017-05-08
CT RA
APPROVED

Since 2017-03-10

Branch Locations

West Palm Beach, FL • United States

Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Pearl River	NY	09/2010	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

09/2010 → Present

Morgan Stanley Smith Barney

Pearl River, NY
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-10
S63	Uniform Securities Agent State Law Examination	1993-09-29

S65 Uniform Investment Adviser Law Examination

1999-12-10
S63 Uniform Securities Agent State Law Examination

1993-09-29

View on SEC IAPD

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