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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-08-17 |
| TX | RA | APPROVED_RES | 2016-08-05 |
| WI | RA | APPROVED | 1993-04-01 |
Branch Locations
N17 W24222 Riverwood Dr. Ste 240, Waukesha, WI 53188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Wauwatosa | WI | 01/1993 | Present |
NAME AND ADDRESS: RED DOOR REMODELING LLC / 17535 Oak Park Row Brookfield, WI 53045; Yes, Investment-Related; NATURE OF ENTITY: REAL ESTATE INVESTING AND REMODELING; RESPONSIBILITIES IN THIS ROLE: Partner; Start Date: 7/15/14; Appx hrs/month: 10 hrs a week; Hrs during trading: 0; Duties: Partner of LLC. Investment of money, either sole or joint applicant of mortgage financing/refinancing, ownership in equity of real estate and receive pro-rated portion of rental income.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-25 |
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