Best Investors Account Sign in
Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-17
TX RA APPROVED_RES 2016-08-05
WI RA APPROVED 1993-04-01
  • FL RA
    APPROVED
    Since 2018-08-17
  • TX RA
    APPROVED_RES
    Since 2016-08-05
  • WI RA
    APPROVED
    Since 1993-04-01

Branch Locations

N17 W24222 Riverwood Dr. Ste 240, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Wauwatosa WI 01/1993 Present
Other Businesses

NAME AND ADDRESS: RED DOOR REMODELING LLC / 17535 Oak Park Row Brookfield, WI 53045; Yes, Investment-Related; NATURE OF ENTITY: REAL ESTATE INVESTING AND REMODELING; RESPONSIBILITIES IN THIS ROLE: Partner; Start Date: 7/15/14; Appx hrs/month: 10 hrs a week; Hrs during trading: 0; Duties: Partner of LLC. Investment of money, either sole or joint applicant of mortgage financing/refinancing, ownership in equity of real estate and receive pro-rated portion of rental income.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-02
S63 Uniform Securities Agent State Law Examination 1993-03-25
  • S65 Uniform Investment Adviser Law Examination
    1993-04-02
  • S63 Uniform Securities Agent State Law Examination
    1993-03-25

View on SEC IAPD

More in Waukesha, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor