Timothy Martin Hickman

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-07-10

TX RA
APPROVED

Since 2009-07-10

Branch Locations

9595 Six Pines Dr, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	The Woodlands	TX	07/2009	Present
Bank Of America, N.A.	The Woodlands	TX	09/2009	Present

07/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

The Woodlands, TX
09/2009 → Present

Bank Of America, N.A.

The Woodlands, TX

Previous Registrations

1995-06-26 → 2009-08-03

Ubs Financial Services Inc.

Dallas, TX

Other Businesses

I*2246274, Entity Type: Entity Governmental, Name of OBA: Lamar University College of Business, Address: Beaumont, Texas, 77705, Investment Related: N, Position, Title, Association: ["Board Member"], Employee State Date: 03/24/2025, No Hours: 20 Yearly, No Hours during Trading: 5 Yearly, Duties: Advisors serve by supporting Lamar University mission through such activities as speaking to faculty and students, reviewing strategic plan, providing guidance to programs and curriculum, connecting faculty and students to the business community

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-07-10
S63	Uniform Securities Agent State Law Examination	1993-02-10

S66 Uniform Combined State Law Examination

2006-07-10
S63 Uniform Securities Agent State Law Examination

1993-02-10

View on SEC IAPD