Anthony Howard Raugust

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2009-01-02

WA RA
APPROVED

Since 2009-01-02

Branch Locations

Vashon, WA • United States

1919 N. Pearl Street Unit B-1, Tacoma, WA 98406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services, Inc.	Portland	OR	09/2003	Present
The Commerce Co.	Portland	OR	10/2003	Present
Raymond James Financial Services Advisors, Inc	Tacoma	WA	01/2009	Present

09/2003 → Present

Raymond James Financial Services, Inc.

Portland, OR
10/2003 → Present

The Commerce Co.

Portland, OR
01/2009 → Present

Raymond James Financial Services Advisors, Inc

Tacoma, WA

Previous Registrations

2009-07-08 → 2012-02-16

The Commerce Company

Tacoma, WA
2000-07-05 → 2003-05-23

Prudential Equity Group, Llc

Seattle, WA

Other Businesses

The Commerce Company,TACOMA, WA SUPPORT COMPANY/DBA (NON-OWNER) INVESTMENT RELATED:NO 10/03/2003 0 HOURS PER MONTH HOURS PER MONTH DEVOTED TO THIS BUSINESS, 0 DURING TRADING HOURS NIP/ADMIN SUPPORT TO JOE CURIEL 50N5

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-11-28
S63	Uniform Securities Agent State Law Examination	1998-07-07

S65 Uniform Investment Adviser Law Examination

1998-11-28
S63 Uniform Securities Agent State Law Examination

1998-07-07

Other Names

Tony Raugust

View on SEC IAPD