David William Broderick

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Atlanta	GA	07/2014	04/2018
Bank Of America, N.A.	Atlanta	GA	07/2014	04/2018
Fidelity Investments	Atlanta	GA	09/2021	Present
Suntrust Investment Services	Atlanta	GA	04/2018	01/2020
Unemployed	Atlanta	GA	01/2020	09/2021
Fidelity Investments	Boston	MA	03/2025	Present

07/2014 → 04/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA
07/2014 → 04/2018

Bank Of America, N.A.

Atlanta, GA
09/2021 → Present

Fidelity Investments

Atlanta, GA
04/2018 → 01/2020

Suntrust Investment Services

Atlanta, GA
01/2020 → 09/2021

Unemployed

Atlanta, GA
03/2025 → Present

Fidelity Investments

Boston, MA

2021-10-13 → 2025-03-31

Fidelity Personal And Workplace Advisors

Jacksonville, FL
2018-04-20 → 2020-01-21

Truist Advisory Services, Inc.

Atlanta, GA

Atlanta, GA
2014-08-25 → 2018-04-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

Decatur, GA

Atlanta, GA

Atlanta, GA

Atlanta, GA

Cartersville, GA

Atlanta, GA
2012-05-29 → 2014-07-16

Harrisdirect Llc

Arlington, VA
2011-09-02 → 2012-03-20

Td Ameritrade, Inc.

Alpharetta, GA
2011-09-02 → 2012-03-20

Td Ameritrade Investment Management, Llc

Alpharetta, GA
2007-03-09 → 2011-09-13

Charles Schwab & Co., Inc.

Atlanta, GA
2005-07-19 → 2007-03-12

Td Ameritrade, Inc.

Atlanta, GA

Atlanta, GA
2006-04-27 → 2007-03-12

Td Ameritrade Investment Management, Llc

Atlanta, GA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-06-21
S63	Uniform Securities Agent State Law Examination	1993-02-24