Best Investors
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Account
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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-25 |
| CA | RA | APPROVED | 2022-08-15 |
Branch Locations
1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-12 |
| TX | RA | APPROVED | 2025-08-12 |
Branch Locations
1900 Ave Of The Stars Suite 100, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Los Angeles | CA | 10/2011 | 11/2016 |
| Jpmorgan Chase Bank N/A | Los Angeles | CA | 10/2011 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | El Segundo | CA | 11/2016 | 08/2022 |
| Bank Of America, N.A. | El Segundo | CA | 12/2016 | 08/2022 |
| Rockefeller Financial Llc | Los Angeles | CA | 08/2022 | Present |
| Rockefeller Capital Management | Los Angeles | CA | 08/2025 | Present |
TRUSTEE, BOARD OF TRUSTEES for UNIVERSITY OF SOUTHERN CALIFORNIA, NON-INVESTMENT RELATED, UNIVERSITY OF SOUTHERN CALIFORNIA CAMPUS, STARTED 05/2017, DEVOTES APPROXIMATELY 2 HOURS PER WEEK OUTSIDE NORMAL BUSINESS HOURS. PRESIDENT, BOARD OF DIRECTORS for USC ASSOCIATES, NON-INVESTMENT RELATED, UNIVERSITY OF SOUTHERN CALIFORNIA CAMPUS, STARTED 05/2021, DEVOTES APPROXIMATELY 2 HOURS PER WEEK OUTSIDE NORMAL BUSINESS HOURS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-02-26 |
| S65 | Uniform Investment Adviser Law Examination | 1993-02-26 |
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