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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2001-02-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Seattle | WA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Seattle | WA | 03/2020 | Present |
Real Estate Ownership; Single Family; 14610 183rd Ave E, , Bonney Lake, WA, 98391; Not Investment-Related; 12/17/2019. Business Ownership; Pipers Creek Films; Produce short film projects; Video production of my own ideas. I will not be promoting my services for hire, but may make some projects available for public viewing on YouTube.; 6713 20th Ave NW, , Seattle, WA, 98117; Not Investment-Related; 03/03/2023; 10 to 19 hours per month; 0 during trading hours / Noconomo Corporation; Co-owner; Real Estate; 354 Sewall Road, , Wolfeboro, NH, 03894; Not Investment-Related; 05/17/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Cascade Treasure Club; Treasurer; 7109 Hazel Pl SE Auburn WA 98092, ,; Not Investment-Related; 12/03/2018; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Selling on Ebay; Selling off childhood Hot Wheel collection; 6713 20th Ave NW, , Seattle, WA, 98117; Not Investment-Related; 04/12/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-05-21 |
| S65 | Uniform Investment Adviser Law Examination | 1993-02-08 |
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