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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-24 |
Branch Locations
Scottsdale, AZ • United States
4900 North Scottsdale Road Suite 4000, Scottsdale, AZ 85251 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Retirement Wealth Advisors, Inc. | Scottsdale | AZ | 10/2016 | 12/2016 |
| Benjamin & Jerold Brokerage I, Llc | Scottsdale | AZ | 08/2018 | 04/2019 |
| Innovation Partners Llc | Scottsdale | AZ | 04/2021 | 09/2021 |
| Ip Financial Advisory Services Llc | Scottsdale | AZ | 04/2021 | 09/2021 |
| Nautica Asset Management Llc | Scottsdale | AZ | 11/2022 | 05/2025 |
| Second Look Financial, Llc | Scottsdale | AZ | 05/2020 | 03/2021 |
| Pelleton Capital Management Ltd. | Scottsdale | AZ | 01/2018 | 09/2019 |
| Benjamin & Jerold Brokerage I, Llc | Scottsdale | AZ | 07/2013 | 09/2016 |
| Mml Investors Services, Llc | Scottsdale | AZ | 06/2025 | Present |
| Massmutual Life Insurance Co | Scottsdale | AZ | 04/2020 | Present |
| Unemployed | Scottsdale | AZ | 09/2021 | 10/2022 |
| Unemployed | Scottsdale | AZ | 12/2016 | 01/2018 |
| Unemployed | Scottsdale | AZ | 10/2019 | 04/2020 |
NAME: DOUGLAS SINGER INV REL: Y ADD: RESIDENTIAL NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 06/15/2025 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 20 DUTIES: LIFE, LTC, FIXED ANNUITIES
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-09-29 |
| S66 | Uniform Combined State Law Examination | 2006-06-29 |
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