Debra Lynn Seeley

Current Employers

Employment History

• 01/2003 → Present
  Seeley & Associates
  Issaquah, WA
• 11/2013 → 06/2017
  National Securities Corporation
  Issaquah, WA
• 10/2015 → 06/2017
  National Asset Management
  Issaguah, WA
• 06/2017 → Present
  National Planning Corporation
  Issaquah,, WA
• 11/2017 → Present
  Lpl Financial Llc
  Issaquah, WA

Previous Registrations

• 2017-06-26 → 2017-11-29
  National Planning Corporation
  Los Angeles, CA
  El Segundo, CA
  Issaquah, WA
• 2015-10-28 → 2017-06-30
  B. Riley Wealth Advisors, Inc.
  Issaquah, WA
• 2000-03-16 → 2014-05-06
  Asset & Financial Planning, Ltd
  Issaquah, WA
• 2014-05-02 → 2014-05-06
  B. Riley Wealth Advisors, Inc.
  Issaquah, WA

Other Businesses

1. 11/29/2017 - SEELEY & ASSOCIATES, LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date 1/1/2003 - 170 Hours Per Month/105 Hours During Securities Trading. 2. 11/29/2017 - SEELEY & ASSOCIATES, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 11/21/2025 - Transformational Advisory Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/01/2025 - 160 hours per month/ 140 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-09
• S63 Uniform Securities Agent State Law Examination
  1993-01-08

Designations

Other Names

• Debra Lynn Germann