Leon Frank Malnik

Current Employers

Employment History

• 01/2012 → 05/2021
  Fsc Securities Corporation
  Clarksville, MD
• 01/2012 → 05/2021
  The Retirement Group, Llc
  San Diego, CA
• 03/2021 → Present
  Malnik Wealth Management, Llc
  Clarksville, MD
• 05/2021 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2018-01-27 → 2021-05-06
  The Retirement Group, Llc
  Clarksville, MD
  San Diego, CA
• 2012-02-02 → 2017-12-31
  The Retirement Group, Llc
  San Diego, CA
• 2006-04-26 → 2012-02-03
  Lpl Financial Llc
  Clarksville, MD

Other Businesses

1) Malnik Wealth Management. Investment related. Located at 12125 Sudbury Ct., Clarksville, MD 21029. Nature - RIA. Position - Chief Compliance Officer, Managing Member, Advisor. Start 03/2021. 160 hours per month, 160 hours during trading. Duties - Marketing, Client Relationship, Portfolio Management. 2) Fixed Insurance. Investment Related. Located at 12125 Sudbury Ct., Clarksville, MD 21029. Nature - Fixed Insurance and Annuity Business. Position - Agent. Start 05/2021. 10 hours per month, 0 hours during trading hours. Duties - sell Fixed Insurance and Annuities. 3) PKS Financial. Investment Related. Located at 80 State Street, Albany, NY 12207 . Nature - Fixed Insurance and Annuity Business. Position - Agent. Start 05/2021. 10 hours per month, 0 hours during trading hours. Duties - sell Fixed Insurance and Annuities. 4) Malnik Financial Management. Not Investment Related. Located at 12125 Sudbury Ct., Clarksville, MD 21029. Nature - Insurance. Position - Agent and owner. Start 01/2001. 3 hours per month, 0 hours during trading hours. Duties - sell Insurance. 5) Leon Malnic LLC. Not investment related. Located at 18767 Coastal Highway, Rehoboth Beach, DE 19971. Nature - Rental property. Start 1/2019. 2 hours per month, o during trading hours.Duties - Property management

Exams

• S66 Uniform Combined State Law Examination
  2006-04-25
• S63 Uniform Securities Agent State Law Examination
  1993-03-09