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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-02-10
FL RA APPROVED 2012-01-27
  • TX RA
    APPROVED_RES
    Since 2012-02-10
  • FL RA
    APPROVED
    Since 2012-01-27

Branch Locations

4114 Woodlands Parkway Suite 200, Palm Harbor, FL 34685 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Palm Harbor FL 01/2012 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 01/2012 → Present
    Morgan Stanley Smith Barney
    Palm Harbor, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1. BUSINESS / COMPANY; XELA VENTURES,LLC; REAL ESTATE; 06/2014; PURCHASING LAND;DURING BUSINESS HOURS 0 AFTER BUSINESS HOURS 0; THIS LLC WAS ESTABLISHED PRIMARILY TO PURCHASE REAL ESTATE FOR DEVELOPMENT PURPOSES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-15
S63 Uniform Securities Agent State Law Examination 1994-09-02
  • S65 Uniform Investment Adviser Law Examination
    2004-10-15
  • S63 Uniform Securities Agent State Law Examination
    1994-09-02

View on SEC IAPD

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