Steven W Kelley

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-05-27
TX	RA	APPROVED_RES	2002-01-16

FL RA
APPROVED

Since 2021-05-27
TX RA
APPROVED_RES

Since 2002-01-16

Branch Locations

355 Alhambra Cir Fl Pwm Cg Iii, Coral Gables, FL 33134 • United States

355 Alhambra Cir Pbig-Florida Pwm Cg, Coral Gables, FL 33134 • United States

Mashpee, MA • United States

Key Largo, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Burlington	MA	05/1999	Present
Bank Of America, N.A.	Burlington	MA	06/2011	Present

05/1999 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, MA
06/2011 → Present

Bank Of America, N.A.

Burlington, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-03-13
S63	Uniform Securities Agent State Law Examination	1993-02-22

S65 Uniform Investment Adviser Law Examination

1997-03-13
S63 Uniform Securities Agent State Law Examination

1993-02-22

Other Names

Steven William Kelley