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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2009-11-18
  • NJ RA
    APPROVED
    Since 2009-11-18

Branch Locations

533 Fellowship Rd Suite 200, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Lancaster PA 11/2009 Present
Aymond James Financial Services Advisors, Inc. Woolwich Township NJ 11/2009 Present
Fulton Financial Advisors Lancaster PA 11/2009 Present
Fulton Financial Corporation Woolwich Township NJ 11/2009 10/2019
Fulton Bank Laurel NJ 06/2015 Present
  • 11/2009 → Present
    Raymond James Financial Services
    Lancaster, PA
  • 11/2009 → Present
    Aymond James Financial Services Advisors, Inc.
    Woolwich Township, NJ
  • 11/2009 → Present
    Fulton Financial Advisors
    Lancaster, PA
  • 11/2009 → 10/2019
    Fulton Financial Corporation
    Woolwich Township, NJ
  • 06/2015 → Present
    Fulton Bank
    Laurel, NJ
Previous Registrations
  • 2005-08-15 → 2009-11-09
    Sicklerville, NJ
    Vineland, NJ
    Vineland, NJ
    Vineland, NJ
  • 2004-10-20 → 2005-08-09
    Banc Of America Investment Services, Inc.
    Vineland, NJ
  • 2002-11-21 → 2004-10-20
    Quick & Reilly, Inc.
    Haddonfield, NJ
Other Businesses

(1)Name of Business: Fulton Financial Advisors Address: 533 Fellowship Rd Suite 250, Mt. Laurel, NJ, 08054, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/28/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investments sales and service

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-22
S63 Uniform Securities Agent State Law Examination 1993-02-19
  • S65 Uniform Investment Adviser Law Examination
    1995-08-22
  • S63 Uniform Securities Agent State Law Examination
    1993-02-19
Other Names
  • Steve Gish

View on SEC IAPD

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