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Michael Herbert Rosenthal

Formulate Financial LLC

Boca Raton, FL

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Current Employers
Formulate Financial Llc

Boca Raton, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-29
NY RA APPROVED 2024-05-24
  • FL RA
    APPROVED
    Since 2024-05-29
  • NY RA
    APPROVED
    Since 2024-05-24

Branch Locations

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisory Services Network, Llc Atlanta GA 11/2016 04/2018
Bleakley Financial Group, Llc Chappaqua NY 06/2022 Present
Private Advisor Group, Llc Dba Bleakley Financial Group, Llc Chappaqua NY 04/2018 05/2022
Formulate Financial Llc Boca Raton FL 05/2024 Present
  • 11/2016 → 04/2018
    Advisory Services Network, Llc
    Atlanta, GA
  • 06/2022 → Present
    Bleakley Financial Group, Llc
    Chappaqua, NY
  • 04/2018 → 05/2022
    Private Advisor Group, Llc Dba Bleakley Financial Group, Llc
    Chappaqua, NY
  • 05/2024 → Present
    Formulate Financial Llc
    Boca Raton, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-29
  • S66 Uniform Combined State Law Examination
    2016-06-29

View on SEC IAPD

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