Jeffrey James Carson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2025-01-01
AL	RA	APPROVED	2018-02-14
IL	RA	APPROVED	2018-02-14
IN	RA	APPROVED	2018-02-14

WI RA
APPROVED

Since 2025-01-01
AL RA
APPROVED

Since 2018-02-14
IL RA
APPROVED

Since 2018-02-14
IN RA
APPROVED

Since 2018-02-14

Branch Locations

Byron, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Invest Financial Corporation	Tampa	FL	07/2004	02/2018
Lpl Financial Llc	Sycamore	IL	02/2018	Present

07/2004 → 02/2018

Invest Financial Corporation

Tampa, FL
02/2018 → Present

Lpl Financial Llc

Sycamore, IL

Previous Registrations

2007-07-20 → 2018-02-14

Invest Financial Corporation

Dekalb, IL

Streator, IL

Peru, IL

Peru, IL

Ottawa, IL

Princeton, IL

Sandwich, IL

Peru, IL

Yorkville, IL

Appleton, WI

Other Businesses

1. 02/14/2018 - Carson Investments, Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-19
S63	Uniform Securities Agent State Law Examination	1993-01-29

S66 Uniform Combined State Law Examination

2007-07-19
S63 Uniform Securities Agent State Law Examination

1993-01-29

View on SEC IAPD