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David Robert Guilford

Eagle Strategies LLC

New Orleans, LA

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-09-16
  • LA RA
    APPROVED
    Since 2020-09-16

Branch Locations

639 Loyola Avenue Suite 1900, New Orleans, LA 70113 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co. New Orleans LA 05/2017 Present
Nylife Securities Llc New Orleans LA 12/2017 Present
Krw International, Inc. Minneapolis MN 10/2013 06/2017
Eagle Strategies Llc New Orleans LA 09/2020 Present
  • 05/2017 → Present
    New York Life Insurance Co.
    New Orleans, LA
  • 12/2017 → Present
    Nylife Securities Llc
    New Orleans, LA
  • 10/2013 → 06/2017
    Krw International, Inc.
    Minneapolis, MN
  • 09/2020 → Present
    New Orleans, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-31
S63 Uniform Securities Agent State Law Examination 2018-07-21
  • S66 Uniform Combined State Law Examination
    2020-07-31
  • S63 Uniform Securities Agent State Law Examination
    2018-07-21
Designations

View on SEC IAPD

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