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Dana Point, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-08-08 |
| CA | RA | APPROVED | 2013-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagent Wealth Management | Newport Beach | CA | 01/2010 | Present |
| Laguna Wealth Advisors, Llc | Aliso Viejo | CA | 07/2013 | Present |
FOUNTAIN VALLEY SKATING CENTER 9105 RECREATION CIRCLE FOUNTAIN VALLEY, CA 92708 CORPORATION - 0 HRS - PRESIDENT FOUNTAIN VALLEY SKATING CENTER, 9105 RECREATION CIRCLE, FOUNTAIN VALLEY, CA 92708, ROLLER SKATING CENTER,VP, MEMBER OF THE BOARD OF DIRECTORS, 25% PARTIAL OWNER, START 7/1/78, 0-5 HOURS PER MONTH. NONE DURING TRADING HOURS. NOT INVESTMENT RELATED RTL PROPERTIES, 9105 RECREATION CIRCLE, FOUNTAIN VALLEY, CA 92708, PROPERTY OWNER AND OPERATOR OF SNACK BAR IN THE SKATING CENTER, START7/1/78, 0-5 HOURS PER MONTH. NONE DURING TRADING HOURS. NOT INVESTMENT RELATED. SAGENT WEALTH MANAGEMENT; INVESTMENT RELATED; 4675 MACARTHUR COURT, SUITE 220, NEWPORT BEACH, CA 92660; REGISTERED INVESTMENT ADVISOR; SENIOR FINANCIAL ADVISOR; START DATE 1/15/2010; 173 HOURS; 140 HOURS DURING TRADING; WEALTH MANAGEMENT, FINANCIAL ADVISORY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-10 |
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