Best Investors
Account
Sign in
Best Investors
Account
Sign in
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-06-05 |
| MO | RA | APPROVED | 2026-06-05 |
| NC | RA | APPROVED | 2026-06-05 |
| MA | RA | APPROVED | 2026-03-26 |
| AZ | RA | APPROVED | 2026-01-14 |
| VA | RA | APPROVED | 2022-12-13 |
| OK | RA | APPROVED | 2022-12-05 |
| NE | RA | APPROVED | 2022-12-02 |
| AR | RA | APPROVED | 2022-11-29 |
| SC | RA | APPROVED | 2022-11-22 |
| WA | RA | APPROVED | 2022-11-22 |
| FL | RA | APPROVED | 2022-11-21 |
| OH | RA | APPROVED | 2022-11-19 |
| CO | RA | APPROVED | 2022-11-18 |
| CA | RA | APPROVED | 2018-06-06 |
| WI | RA | APPROVED | 2018-01-31 |
| TX | RA | APPROVED | 2016-11-01 |
Branch Locations
370 S Nolen Dr Ste 100, Southlake, TX 76092 • United States
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • UNITED STATES
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Deigo | CA | 08/2004 | 11/2016 |
| Sunbelt Securities Inc | Houston | TX | 10/2016 | Present |
1) TFG Investment Group (DBA): Investment related. 370 S Nolen Dr, Ste 100, Southlake, TX 76092. DBA under Sunbelt Securities Inc. Registered Representative, Start: 10/2016. 40 hours a week, during trading hours. 2) Thorn Financial Group LLC (OBA): Not investment related. 370 S Nolen Dr, Ste 100, Southlake, TX 76092. Tax preparation, accounting, CPA. Start: 01/2010. No relationship. 30 hours per week, comingled with trading hours. 3) Thorn Properties LLC (OBA): Not investment related. 370 S Nolen Dr, Ste 100, Southlake, TX 76092. Real estate. Owner Start: 08/2008. No relationship. Zero hours a week, none during trading hours. 4) Life Insurance & Fixed Annuities (OBA): Not investment related. 370 S Nolen Dr, Ste 100, Southlake, TX 76092.. Life Insurance and Fixed Annuities. Insurance Agent. No relation. Start: 01/2016. No relationship. 1 hours a week, during trading hours. 5) Dragons of Southlake LLC (OBA): Not investment related. 370 S Nolen Dr, Ste 100, Southlake, TX 76092. Real Estate. Owner. Start: 12/2021. No relationship. Start: 12/2021. 1 hour a week, none during trading hours. 6) Westlake Realty LLC (OBA): Not investment related. 1114 Post Oak Place, Westlake, TX 76262. Real estate. Real estate broker. Start: 12/2022. No relationship. Zero hours per week, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-10-24 |
Reach out to this advisor