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Ronald David Bussey

LPl Financial LLC

Oceanside, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-27
CA RA APPROVED 2005-06-23
  • TX RA
    APPROVED_RES
    Since 2018-08-27
  • CA RA
    APPROVED
    Since 2005-06-23

Branch Locations

Oceanside, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Carlsbad CA 01/2002 Present
Other Businesses

(1) 02/01/2016 * Real Estate Rental * NOT INV REL * 1314 Crestridge Drive, Oceanside, CA 92054 * START 08/01/2014 * 1 HR/MO NOT DURING SECS TRDG HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-22
S63 Uniform Securities Agent State Law Examination 1993-02-26
  • S66 Uniform Combined State Law Examination
    2005-06-22
  • S63 Uniform Securities Agent State Law Examination
    1993-02-26

View on SEC IAPD

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