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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-27 |
| CA | RA | APPROVED | 2005-06-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Carlsbad | CA | 01/2002 | Present |
(1) 02/01/2016 * Real Estate Rental * NOT INV REL * 1314 Crestridge Drive, Oceanside, CA 92054 * START 08/01/2014 * 1 HR/MO NOT DURING SECS TRDG HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-26 |
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