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Stacey D Michels

Ubs Financial Services Inc.

Shorewood, MN

Bloomington, MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-07-20
MN RA APPROVED 2013-12-10
HI RA APPROVED 2010-08-19
CA RA APPROVED 2009-01-29
TX RA APPROVED 2009-01-23
  • CO RA
    APPROVED
    Since 2023-07-20
  • MN RA
    APPROVED
    Since 2013-12-10
  • HI RA
    APPROVED
    Since 2010-08-19
  • CA RA
    APPROVED
    Since 2009-01-29
  • TX RA
    APPROVED
    Since 2009-01-23

Branch Locations

Shorewood, MN • United States

8500 Normandale Lake Blvd., Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Bloomington MN 01/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-16
S63 Uniform Securities Agent State Law Examination 1994-01-25
  • S66 Uniform Combined State Law Examination
    2000-11-16
  • S63 Uniform Securities Agent State Law Examination
    1994-01-25
Other Names
  • Stacey Darlene Marciniak
  • Stacey D Marciniak

View on SEC IAPD

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