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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

101 Crawfords Corner Rd Suite 2409, Holmdel, NJ 07733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. East Brunswick NJ 12/1992 11/2024
Prudential Insurance Company Of America East Brunswick NJ 12/1992 Present
Lpl Enterprise, Llc Middletown NJ 11/2024 Present
Previous Registrations
Other Businesses

NJPAIP|NJIUA

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-11-25
S65 Uniform Investment Adviser Law Examination 2001-04-03
  • S63 Uniform Securities Agent State Law Examination
    2025-11-25
  • S65 Uniform Investment Adviser Law Examination
    2001-04-03
Other Names
  • John J Mcgovern

View on SEC IAPD

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