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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| VA | RA | APPROVED | 2009-06-01 |
Branch Locations
901 East Byrd Street Suite 2000, Richmond, VA 23219 • United States
701 Town Center Drive Suite 902, Newport News, VA 23606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Richmond | VA | 12/2013 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2021 | Present |
*588379 - Westhampton Citizens Association; Investment Related: No; Richmond, Virginia; Civic/Religious/Community; Board Member (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 06/2024; During Business Hours: .25; After Business Hours: 0.75; Community Liason
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-19 |
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