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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-09-05 |
Branch Locations
425 Market Street Suite 1800, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins Co | Los Angeles | CA | 01/1997 | Present |
| Nylife Securities Inc. | Los Angeles | CA | 03/1997 | Present |
| Eagle Strategies Llc | San Francisco | CA | 09/2013 | Present |
[RENTAL PROPERTY; 4442 ST. CLAIR AVE. STUDIO CITY, CA 91604; ROLE/TITLE: OWNER; 0 HOURS PER MONTH; INVESTMENT RELATED START DATE 12/2002; COLLECT RENT] [KEVIN & SERENA CHOI FAMILY TRUST; RENTAL PROPERTY; 12139 SUMMIT COURT BEVERLY HILLS, CA 90210; START DATE 09/2014; ROLE/TITLE: OWNER; NOT INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-28 |
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