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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-12 |
| SC | RA | APPROVED | 2009-06-01 |
Branch Locations
320 East Main Street Suite 410, Spartanburg, SC 29302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Spartanburg | SC | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
(1) 70544 - Spartanburg County Clemson Club; Not Investment Related; Spartanburg, SC; Education; Board Member, Finance Committee; Start April 2012; During business hours: 1; After business hours: 2; Accounting/Bookkeeping. (2) 665507 - Spartanburg High School Class of '77; Not Investment Related; Spartanburg, SC; Social Organization; Board Member; Start 12-November-2025; During business hours: 2; After business hours: 3; Accounting/Bookkeeping, Check Signing/Funds Disbursements.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-01 |
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