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Brian Craig Moran

Raymond James & Associates, Inc.

Kansas City, MO

Overland Park, KS

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-04-20
MO RA APPROVED 2022-04-20
TX RA APPROVED 2022-04-20
  • KS RA
    APPROVED
    Since 2022-04-20
  • MO RA
    APPROVED
    Since 2022-04-20
  • TX RA
    APPROVED
    Since 2022-04-20

Branch Locations

Kansas City, MO • United States

21 Corporate Woods 10870 Benson Drive, Suite 2180, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Overland Park KS 10/2015 11/2016
Wells Fargo Clearing Services, Llc Overland Park KS 11/2016 04/2022
Raymond James & Associates, Inc Leawood KS 04/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-13
S63 Uniform Securities Agent State Law Examination 1993-01-14
  • S66 Uniform Combined State Law Examination
    2004-08-13
  • S63 Uniform Securities Agent State Law Examination
    1993-01-14

View on SEC IAPD

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