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1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-03-12 |
| WI | RA | APPROVED | 2026-03-12 |
Branch Locations
4330 Golf Terrace, Suite 215, Eau Claire, WI 54701 • United States
1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | Eau Claire | WI | 03/2015 | 10/2025 |
| Principal Securities Inc | Eau Claire | WI | 04/2015 | 10/2025 |
| Ganther & Associates, Llc | Eau Claire | WI | 08/2017 | Present |
| Brookstone Wealth Advisors | Wheaton | IL | 12/2025 | Present |
***Fixed insurance, Annuities, Life, DI, LTC, Health, Group Benefits, Med Supplement, 9/18/15. ***Fixed Insurance, Final Expense, 03/28/17. ***Ganther Associates, LLC; Not Investment Related; Eau Claire, WI; Owner; LLC to sell and service insurance. Owner 100% of the LLC, no formal duties,; Start Date: 06/01/2017; 100 hrs per month; 300 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-31 |
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