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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2016-01-04 |
| MA | RA | APPROVED | 2015-12-07 |
Branch Locations
101 Federal St Suite 1900, Boston, MA 02110 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baystate Fiduciary Advisors, Inc. | Milford | MA | 10/2002 | Present |
| Lpl Financial | Boston | MA | 11/2013 | Present |
| Global Retirement Partners Llc | San Rafael | CA | 08/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-08 |
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