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Loren Suzanne Mcewan

LPl Financial LLC

Seattle, WA

Seattle, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2022-02-25
WA RA APPROVED 2018-10-26
  • MT RA
    APPROVED
    Since 2022-02-25
  • WA RA
    APPROVED
    Since 2018-10-26

Branch Locations

Seattle, WA • United States

1200 5Th Ave Ste 1920, Seattle, WA 98101-3116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corp Bainbridge Island WA 04/2008 05/2017
Sii Lafayette CA 06/2017 10/2018
Unemployed Seattle WA 05/2017 05/2017
Lpl Financial Llc Kalispell MT 10/2018 Present
  • 04/2008 → 05/2017
    Rbc Capital Markets Corp
    Bainbridge Island, WA
  • 06/2017 → 10/2018
    Sii
    Lafayette, CA
  • 05/2017 → 05/2017
    Unemployed
    Seattle, WA
  • 10/2018 → Present
    Lpl Financial Llc
    Kalispell, MT
Previous Registrations
Other Businesses

1)10/26/2018 - DBA for LPL Business (entity for LPL business) - Seattle First Asset Mgmt, LLC - 100% - INVESTMENT RELATED - SEATTLE, WA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-09
S63 Uniform Securities Agent State Law Examination 2000-07-05
  • S66 Uniform Combined State Law Examination
    2007-03-09
  • S63 Uniform Securities Agent State Law Examination
    2000-07-05
Other Names
  • Loren Suzanne Kavanagh
  • Lorie S Kavanagh

View on SEC IAPD

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