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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-09-03
  • MI RA
    APPROVED
    Since 2010-09-03

Branch Locations

39111 Six Mile Rd Suite 109, Livonia, MI 48152 • United States

Royal Oak, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Livonia MI 02/2002 Present
Raymond James Financial Services Advisors, Inc Livonia MI 01/2009 Present
Krym Investment Services, Llc Royal Oak MI 08/2006 Present
Other Businesses

(1)Name of Business: GBU Financial Life Address: 20411 Wayne R.. , Livonia, MI, 48152, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/20/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: GBU promotes German cultural activities and events, and encourages community and charitable involvement. Selling fixed annuities to members, public (2)Name of Business: Krym Investment Services, LLC Address: 831 Hilldale Dr., Royal Oak, MI, 48067, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/06/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Used to pay branch expenses. It is not used as a business name to do business with RJFS clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-06
S63 Uniform Securities Agent State Law Examination 1993-03-18
  • S65 Uniform Investment Adviser Law Examination
    1996-02-06
  • S63 Uniform Securities Agent State Law Examination
    1993-03-18

View on SEC IAPD

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