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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| TX | RA | APPROVED_RES | 2016-07-08 |
| NJ | RA | APPROVED | 2006-03-31 |
Branch Locations
2 Jericho Plaza Suite 113, Jericho, NY 11753 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Jericho | NY | 01/2002 | Present |
THIS ACTIVITY (D. HASS TENNIS INC.) IS NOT INVESTMENT RELATED. APPROXIMATELY 10 HOURS A WEEK, WEEKENDS OR AFTER MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-30 |
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