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801 Barton Springs Rd, Austin, TX 78704 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-03 |
| TX | RA | APPROVED | 2026-02-03 |
Branch Locations
2121 Avenue Of The Stars Suite 800, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Winkler & Rood | Woodland Hills | CA | 09/2009 | 06/2021 |
| Independent Financial Group | Los Angeles | CA | 07/2012 | 01/2018 |
| Rood Financial, Llc | Los Angeles | CA | 02/2018 | 02/2026 |
| Global Financial Advisory Services, Inc. | Valencia | CA | 12/2020 | 09/2023 |
| Root Financial Partners | Austin | TX | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-14 |
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