Matthew David Gelfand

Current Employers

Employment History

• 03/2010 → 05/2019
  Rockefeller Financial
  New York, NY
• 03/2018 → 05/2019
  Rockefeller & Co. Llc Dba Rockefeller Capital Management
  New York, NY
• 11/2019 → Present
  Moreland Associates, Llc
  Monkton, MD
• 06/2019 → 10/2019
  Self-Employed Consultant
  Chevy Chase, MD
• 01/2012 → 05/2019
  Rockefeller Financial
  New York, NY
• 12/2021 → Present
  Tricolor Capital Advisors
  Bethesda, MD
• 03/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bethesda, MD
• 03/2023 → Present
  Bank Of America, N.A.
  Bethesda, MD

Previous Registrations

• 2023-03-22 → 2024-12-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bethesda, MD
• 2022-02-03 → 2023-03-06
  Tricolor Capital Advisors Llc
  Chevy Chase, MD
• 2020-08-10 → 2022-02-01
  Moreland Associates, Llc
  Monkton, MD
  Chevy Chase, MD
• 2012-02-01 → 2018-05-16
  Rockefeller & Co., Inc.
  New York, NY
• 2009-11-03 → 2010-11-01
  Potomac Asset Management Co Inc
  Frederick, MD
• 2007-10-16 → 2009-10-23
  Lynx Investment Advisory, Llc
  Washington, DC
• 2001-04-17 → 2007-06-14
  Mdg Financial Advisors, Llc
  Bethesda, MD

Other Businesses

The Forward Association and The Forward Fund (two affiliated charitable 501(c)3 organizations) - Investment Committee and Compensation Committee Member. 2005 to Present. Ad hoc committee on commercial insurance. Non-Investment Related Entity. Spend up to 2 hours/month on this activity of which most are during securities trading hours. Duties include participating in committee meetings. 125 Maiden Lane, 8th Floor, New York, NY 10038-5015. The Journal of Taxation of Investments ("JTI") published by the Civic Research Institute, a for-profit C-Corporation. Not investment related. PO Box 585, Kingston, NJ 08520. The Civic Research Institute publishes professional and academic journals including JTI. Member of the Board of Advisors from 2021 to present. Advisors to JTI are responsible for submitting scholarly articles for publication from time to time. Approximately 1 hour per month not during securities trading hours. I*1210277 For profit or not for profit: Entity For Profit Name of outside business organization: Civic Research Institute, Inc. Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Corporation"] Position, title, association: ["Other"], Start date of relationship: 4/21/2023 Number of hours devoted: 24 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Civic Research Institute ("CRI") publishes professional & academic journals including The Journal of Taxation of Investments ("JTI"). I would serve on JTI's Board of Advisors. My role is to write & perhaps review others' scholarly articles for JTI only., Civic Research Institute ("CRI") publishes a number of professional, scholarly, and academic journals including The Journal of Taxation of Investments ("JTI"). I serve as a member of the Board of Advisors. As such, my sole responsibility is to submit fro I*1384262 For profit or not for profit: Entity Charitable Name of outside business organization: The Forward Association Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Charitable Organization"] Position, title, association: ["Committee"], [["Nominating committee"]] Start date of relationship: 7/7/2023 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 4 Duties: , The Forward Association ("Association") is a 501(c)3 charitable organization. It publishes The Forward news websites in English & Yiddish. From time to time it organizes web-based and live educational events.

Exams

• S66 Uniform Combined State Law Examination
  2023-01-20
• S65 Uniform Investment Adviser Law Examination
  1992-12-30

Designations