Erik Brian Spindler

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2021-05-17
TX	RA	APPROVED	2021-05-17

MI RA
APPROVED

Since 2021-05-17
TX RA
APPROVED

Since 2021-05-17

Branch Locations

413 Ludington St, Escanaba, MI 49829 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Escanaba	MI	09/2014	05/2021
Lpl Financial, Llc	Escanaba	MI	05/2021	Present

09/2014 → 05/2021

Voya Financial Advisors

Escanaba, MI
05/2021 → Present

Lpl Financial, Llc

Escanaba, MI

Previous Registrations

2010-03-10 → 2021-05-19

Voya Financial Advisors, Inc.

Escanaba, MI

Marinette, WI

Escanaba, MI

Other Businesses

1) 1/1997 - Non-Variable Insurance - Spindler Financial Services, Inc. - Investment Related - Escanaba, MI 49829 2) 1/2001 - Real Estate Rental - Brave Realty - Not Investment Related - Escanaba, MI 49829 3) 1/1997 - DBA for LPL Business (entity for LPL business) - Spindler Financial Services, Inc. - Investment Related - Escanaba, MI 49829

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-02-01

S63 Uniform Securities Agent State Law Examination

1993-02-01

Designations

Other Names

Arthur Spindler

View on SEC IAPD