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Bart Edward Ballinger

Usi Advisors

Los Angeles, CA

Glastonbury, CT

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Current Employers
Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-24
  • CA RA
    APPROVED
    Since 2021-08-24

Branch Locations

777 South Figueroa Street Suite 2100, Los Angeles, CA 90017 • United States

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Manning & Napier Investor Services, Inc. Fairport NY 11/2017 03/2018
Perspective Partners Faiport NY 05/2016 03/2018
Usi Consulting Group, Inc. Glastonbury CT 03/2018 Present
Usi Securities, Inc. Glastonbury CT 03/2018 Present
Usi Advisors, Inc. Glastonbury CT 06/2021 Present
  • 11/2017 → 03/2018
    Manning & Napier Investor Services, Inc.
    Fairport, NY
  • 05/2016 → 03/2018
    Perspective Partners
    Faiport, NY
  • 03/2018 → Present
    Usi Consulting Group, Inc.
    Glastonbury, CT
  • 03/2018 → Present
    Usi Securities, Inc.
    Glastonbury, CT
  • 06/2021 → Present
    Usi Advisors, Inc.
    Glastonbury, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-24
S63 Uniform Securities Agent State Law Examination 1993-10-15
  • S66 Uniform Combined State Law Examination
    2021-08-24
  • S63 Uniform Securities Agent State Law Examination
    1993-10-15
Other Names
  • Bart E Ballinger

View on SEC IAPD

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Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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