Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-21 |
| NJ | RA | APPROVED | 2022-03-04 |
Branch Locations
51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Securities, Llc | New York | NY | 08/2004 | 02/2021 |
| Nomura Securities International, Inc. | New York | NY | 05/2014 | 02/2021 |
| Wells Fargo Bank, Na | Summit | NJ | 06/2017 | Present |
| Wells Fargo Clearing Services, Llc | Summit | NJ | 02/2021 | Present |
UNITED WAY GREATER MERCER COUNTY FOUNDATION; NOT INV RELATED; PRINCETON, NJ; BOARD MEMBER; START DATE: 02/29/2024; 1 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-03 |
Reach out to this advisor