Randall Phillip Little

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-02-26
FL	RA	APPROVED	2009-01-28

TX RA
APPROVED_RES

Since 2013-02-26
FL RA
APPROVED

Since 2009-01-28

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

9000 Southside Blvd Bldg 500, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Inc.	Jacksonville	FL	01/2002	Present

01/2002 → Present

Merrill Lynch, Pierce, Fenner & Smith Inc.

Jacksonville, FL

Other Businesses

I*4536274 Entity Type: Fiduciary role Name of OBA: 770-22269 T. L. RRA FBO T. L. Address: Jacksonville, Florida, 32217 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/08/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Power of Attorney/Spouse I*4536280 Entity Type: Fiduciary role Name of OBA: The E. M H. Supplemental Needs Trust UA 06/03/2021 Address: Jacksonville, Florida, 32217 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 05/08/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Co-Trustee/Child/Grandchild

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-01-14

S66 Uniform Combined State Law Examination

2009-01-14