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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-17
TX RA APPROVED_RES 2016-10-20
WI RA APPROVED 1993-06-23
  • FL RA
    APPROVED
    Since 2018-08-17
  • TX RA
    APPROVED_RES
    Since 2016-10-20
  • WI RA
    APPROVED
    Since 1993-06-23

Branch Locations

12075 N. Corporate Parkway Suite 200, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Mequon WI 11/1992 Present
Nmis Milwaukee WI 12/2001 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-25
S63 Uniform Securities Agent State Law Examination 1993-06-21
  • S65 Uniform Investment Adviser Law Examination
    1993-06-25
  • S63 Uniform Securities Agent State Law Examination
    1993-06-21

View on SEC IAPD

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