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Current Employers
Kodiak Capital Group Llc

Darien, CT • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-07-01
  • CT RA
    APPROVED
    Since 2026-07-01

Branch Locations

Darien, CT • United States

Dgm Asset Management, L.L.C.

South Orange, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-05-08
  • NJ RA
    APPROVED
    Since 2025-05-08

Branch Locations

South Orange, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Dgm Asset Management South Orange NJ 03/1997 Present
Syccure Inc New York NY 05/2013 09/2024
Rebel Goat Partners L.L.C. Darien CT 01/2024 Present
Besa Capital Partners Llc Darien CT 08/2025 Present
  • 03/1997 → Present
    Dgm Asset Management
    South Orange, NJ
  • 05/2013 → 09/2024
    Syccure Inc
    New York, NY
  • 01/2024 → Present
    Rebel Goat Partners L.L.C.
    Darien, CT
  • 08/2025 → Present
    Darien, CT
Previous Registrations
Other Businesses

I am the founder of Rebel Goat Partners, LLC and an entity formed in 2024 and currently operating, the entity was formed to hold the ownership and manage various residential and commercial real estate properties that my family and I own. I am the founder of DGM Asset Management 1997 to present, an investment advisory firm located in South Orange, New Jersey and spend approximately 10% of my time on this activity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-24
S63 Uniform Securities Agent State Law Examination 1998-03-23
  • S65 Uniform Investment Adviser Law Examination
    2025-03-24
  • S63 Uniform Securities Agent State Law Examination
    1998-03-23
Other Names
  • Thomas Brett Lawshe

View on SEC IAPD

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