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David Kenan Smith

Thomas Smith And Associates, Inc.

Greenville, SC

Salisbury, NC

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Current Employers
Thomas Smith And Associates, Inc.

Greenville, SC • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2010-01-22
  • NC RA
    APPROVED
    Since 2010-01-22

Branch Locations

Greenville, SC • United States

401 W Innes Street, Salisbury, NC 28144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thomas Smith And Associates Inc Seneca SC 05/2003 Present
Previous Registrations
  • 2002-06-26 → 2009-08-10
    Uvest Financial Services Group, Inc.
    Charlotte, NC
    Charlotte, NC
    Salisbury, NC
  • 2003-02-03 → 2003-11-11
    Hayden Harper Financial, Llc
    Charlotte, NC
Other Businesses

Second Creek Development Yes 401 W Innes Street, Salisbury, NC 28144 Family Office None Partner 01/2000 16 0 Manage private family investments

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-05
S63 Uniform Securities Agent State Law Examination 1993-04-02
  • S66 Uniform Combined State Law Examination
    2001-02-05
  • S63 Uniform Securities Agent State Law Examination
    1993-04-02
Other Names
  • D Kenan Smith
  • Kenan Smith

View on SEC IAPD

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